Stock Losses
Securities and Investment Loss Recovery Litigation
Most investment brokers are highly trained and knowledgeable in the investment industry and
do honorable jobs representing their clients. There are others, however, who have less integrity
or who make serious mistakes and unnecessary oversights.
Put our unique and extensive experience in civil litigation and securities litigation matters to work for you by hiring us to recover losses of stocks, bonds, mutual funds, annuities, options, and commodities due to:
• Misrepresentations/Omissions of Material Fact (Fraud)
• Lack of Suitability
• Churning (Excessive/Rapid Turnover in Light of the Stated Objectives/Resources of Customers Account)
• Breach of Fiduciary Duty (Disregard of a Customer’s Investment Objectives)
• Negligence (Failure to Limit Losses/Supervise)
• Breach of Contract (Brokerage Agreement)
• Ponzi Scams
• Statutory Violations of Florida’s Securities and Investors Protection Act
Depending upon the circumstances and other variables, your dispute may be resolved through:
• Arbitration/Mediation (New York Stock Exchange (“NYSE”) or National Association of Securities Dealers (“NASD”)
• Courtroom Litigation (State or Federal)
• Negotiation and Settlement prior to, or after, commencement of Arbitration, Mediation or State/Federal Litigation.
Articles:
Sue Your Stockbroker and Win!
Investor Bill of Rights
Click Here to Check the Background of Your Investment Professional Right Now!
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send you free written information about their qualifications and experience.
This website presents general information about Komninos Law Group, LLC, and
is not intended as legal advice, nor should you consider it as such. You
should not act upon any information contained in our website without seeking
professional advice from a lawyer licensed in your state or country. Merely
contacting Komninos Law Group, LLC, or any individual or attorney at the
firm, will not establish an attorney/client relationship. Our firm cannot
represent you until we have first determined whether or not a conflict of
interest exists and/or we have affirmatively stated that we will accept
representation of your case and we have entered into a retainer agreement
clearly stating the parameters of our scope of representation of you and
your case. Please do not send any information or documents until a formal
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